Steve Earl Holmes

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1999 → 05/2017
  Metropolitan Life Insurance Company
  Mosinee, WI
• 03/1999 → 05/2017
  Metlife Securities Inc.
  Mosinee, WI
• 07/2016 → 05/2017
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 05/2017
  Mml Investors Services, Llc
  Wisconsin Rapids, WI
• 05/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-03-25 → 2017-05-22
  Mml Investors Services, Llc
  Wisconsin Rapids, WI
• 2003-03-11 → 2017-03-25
  Msi Financial Services, Inc.
  Wisconsin Rapids, WI
  Wausau, WI
  Milwaukee, WI
  Wisconsin Rapids, WI

Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.FINANCIAL SOLUTIONS CENTRAL WISCONSIN, LLC, 4011 8th St. S. Suite 1, Wisconsin Rapids WI 54494, United States, 07/09/2018, Agent, Insurance/Benefits/Human Resources, NIR, 40 HR/MO - 40 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-03-11
• S63 Uniform Securities Agent State Law Examination
  1999-06-11

Other Names

• Steven Earl Holmes