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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-01-02
  • WI RA
    APPROVED
    Since 2020-01-02

Branch Locations

3930 8Th St South, Wisconsin Rapids, WI 54494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Wisconsin Rapids WI 10/2014 Present
Thrivent Financial Appleton WI 07/2015 Present
Other Businesses

DOES NOT HAVE A NAME. POSITION: Chief mower and syrup maker NATURE: Selling Maple Syrup and mowing lawns. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2022 ADDRESS: 9307 Camilla Court, Nekoosa WI 54457, United States DESCRIPTION: We are simply creating a way for our kids to earn money and learn some entrepreneurial skills, people skills, and management skills while saving money. We have no set amount of hours we will be spending and we have made maple syrup for 15 years, we have just never sold it until this year.I will be directly involved in the syrup process and also partially involved in the mowing.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-27
S63 Uniform Securities Agent State Law Examination 2015-04-30
  • S65 Uniform Investment Adviser Law Examination
    2019-12-27
  • S63 Uniform Securities Agent State Law Examination
    2015-04-30

View on SEC IAPD

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