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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-04
OH RA APPROVED 2023-01-27
  • TX RA
    APPROVED_RES
    Since 2025-05-04
  • OH RA
    APPROVED
    Since 2023-01-27

Branch Locations

3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States

5055 N. Hamilton Road, Gahanna, OH 43230 • United States

5455 W New Albany Rd, New Albany, OH 43054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Weirton WV 02/2020 11/2022
Deejay's Bbq Ribs & Grill Weirton WV 09/2015 09/2020
J.P. Morgan Securities Llc Westerville OH 11/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-01
  • S66 Uniform Combined State Law Examination
    2022-07-01
Other Names
  • Olivia Pauline Postlethwaite
  • Olivia Postlethwaite

View on SEC IAPD

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