Austin Ray Hicks

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-05-11
NY	RA	APPROVED	2021-05-10
TX	RA	APPROVED	2021-05-10

FL RA
APPROVED

Since 2021-05-11
NY RA
APPROVED

Since 2021-05-10
TX RA
APPROVED

Since 2021-05-10

Branch Locations

520 White Plains Rd Ste 500 - 5023, Tarrytown, NY 10591 • United States

12330 Tamiami Trl E Ste 101-A, Naples, FL 34113 • United States

Bonita Springs, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Naples	FL	03/2020	Present
Cracklin' Jacks	Naples	FL	09/2014	11/2016
Texas Tony's Rib And Brewhouse	Naples	FL	11/2016	07/2018
Pincher's Crab Shack	Naples	FL	07/2018	12/2018
Andre's Steakhouse	Naples	FL	12/2018	04/2020

03/2020 → Present

Ameriprise Financial Services, Llc

Naples, FL
09/2014 → 11/2016

Cracklin' Jacks

Naples, FL
11/2016 → 07/2018

Texas Tony's Rib And Brewhouse

Naples, FL
07/2018 → 12/2018

Pincher's Crab Shack

Naples, FL
12/2018 → 04/2020

Andre's Steakhouse

Naples, FL

Other Businesses

Board of Directors; FGCU Naples Alumni Chapter; President; 10501 FGCU Blvd, , Fort Myers, FL, 33965; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-05

S66 Uniform Combined State Law Examination

2020-10-05

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews