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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-24
IL RA APPROVED 2020-11-23
  • TX RA
    APPROVED
    Since 2020-11-24
  • IL RA
    APPROVED
    Since 2020-11-23

Branch Locations

100 Front St Ci Business Controls, Worcester, MA 01608 • United States

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 03/2020 Present
Veritiv Itasca IL 12/2015 12/2019
Unemployed Bartlett IL 01/2020 03/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-19
  • S66 Uniform Combined State Law Examination
    2020-11-19
Other Names
  • George A Demos
  • George Demos

View on SEC IAPD

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