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Robert D Forsyth

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, SC

Jacksonville, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-01-20
FL RA APPROVED 2020-12-10
TX RA APPROVED 2013-03-14
SC RA APPROVED 2011-09-14
  • NC RA
    APPROVED
    Since 2023-01-20
  • FL RA
    APPROVED
    Since 2020-12-10
  • TX RA
    APPROVED
    Since 2013-03-14
  • SC RA
    APPROVED
    Since 2011-09-14

Branch Locations

1301 Gervais St, Columbia, SC 29201 • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 04/2004 Present
Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated Jacksonville FL 11/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-09
  • S66 Uniform Combined State Law Examination
    2011-09-09
Other Names
  • Robert D Forsyth Jr
  • Robert D Forsyth
  • Robert Dennis Forsyth
  • Robert Forsyth
  • Robert Dennis Forsyth
  • Robert Dennis Forsyth

View on SEC IAPD

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Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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