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1024 E. Grand River Ave Suite B, Brighton, MI 48116 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-02-29 |
Branch Locations
1024 E. Grand River Ave Suite B, Brighton, MI 48116 • United States
1024 E. Grand River Ave Suite B, Brighton, MI 48116 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-03-21 |
Branch Locations
1024 E. Grand River Ave Suite B, Brighton, MI 48116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Pointe Private Wealth Management | Brighton | MI | 02/2020 | 12/2022 |
| Trackman Inc. | Scottsdale | AZ | 07/2015 | 01/2020 |
| A Smarter Way To Invest, Inc. | Brighton | MI | 02/2024 | Present |
| Caitlin John, Llc | Brighton | MI | 01/2022 | Present |
| Entry Point Advisor Network | Brighton | MI | 02/2020 | Present |
| Self Employed | Brighton | MI | 02/2020 | Present |
1) Entry Point Advisor Network; Investment-related; 1024 E. Grand River STE B, Brighton, MI 48116; This business is a one-stop service provider for insurance agents and investment advisors to which access is provided to products, tools, and support in insurance and financial services for supporting their business needs; Director of Compliance & Operations; 02/2020. Approximately 120hrs per month, all during securities trading hours, to this business; Compliance and operations oversight, advisor support.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-13 |
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