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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-02-03 |
| IN | RA | APPROVED | 2025-02-03 |
| KS | RA | APPROVED | 2025-02-03 |
| KY | RA | APPROVED | 2025-02-03 |
| MN | RA | APPROVED | 2025-02-03 |
| NH | RA | APPROVED | 2025-02-03 |
| OH | RA | APPROVED | 2025-02-03 |
| OK | RA | APPROVED | 2025-02-03 |
| SC | RA | APPROVED | 2025-02-03 |
| WI | RA | APPROVED | 2025-02-03 |
| CA | RA | APPROVED | 2024-11-26 |
| TX | RA | APPROVED | 2024-11-26 |
Branch Locations
1800 E Florida Ave, Floor 02, Hemet , CA 92544 • United States
860 E. Colorado Blvd., Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Glendale | CA | 11/2016 | 11/2023 |
| J.P. Morgan Securities Llc | Glendale | CA | 02/2020 | 11/2023 |
| Sephora | San Diego | CA | 10/2016 | 01/2017 |
| Unemployed | El Cajon | CA | 09/2016 | 09/2016 |
| Morgan Stanley | Woodland Hills | CA | 12/2023 | 08/2024 |
| J.P. Morgan Securities Llc | Del Mar | CA | 11/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Del Mar | CA | 11/2024 | Present |
| Unemployed | Burbank | CA | 09/2024 | 11/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-13 |
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