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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-13
NY RA APPROVED 2022-10-31
  • TX RA
    APPROVED_RES
    Since 2025-01-13
  • NY RA
    APPROVED
    Since 2022-10-31

Branch Locations

299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 02/2020 08/2020
Ubs Financial Services New York NY 08/2020 Present
Robert Defalco Realty Staten Island NY 12/2016 08/2020
Full Time Education New York NY 02/2011 05/2020
  • 02/2020 → 08/2020
    Ubs Financial Services
    New York, NY
  • 08/2020 → Present
    Ubs Financial Services
    New York, NY
  • 12/2016 → 08/2020
    Robert Defalco Realty
    Staten Island, NY
  • 02/2011 → 05/2020
    Full Time Education
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-29
  • S66 Uniform Combined State Law Examination
    2022-10-29
Other Names
  • Michael Visciano

View on SEC IAPD

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