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Stuart Campbell

Ep Wealth Advisors

San Luis Obispo, CA

Torrance, CA

CRD 7231051

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Employer firm

Ep Wealth Advisors CRD 111147

$45.1B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • RETIREMENT PLAN ADVISORY SERVICES & TAX PREPARATION SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-01
  • CA RA
    APPROVED
    Since 2024-05-01

Branch Locations

892 Aerovista Pl Suite 220, San Luis Obispo, CA 93401 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Woodland Hills CA 02/2020 01/2021
Shea Homes Nipomo CA 04/2014 03/2020
Nylife Securities Llc Woodland Hills CA 11/2020 01/2021
Wacker Wealth Partners San Luis Obispo CA 02/2021 03/2024
Ep Wealth Advisors, Llc San Luis Obispo CA 03/2024 Present
  • 02/2020 → 01/2021
    New York Life Insurance Company
    Woodland Hills, CA
  • 04/2014 → 03/2020
    Shea Homes
    Nipomo, CA
  • 11/2020 → 01/2021
    Nylife Securities Llc
    Woodland Hills, CA
  • 02/2021 → 03/2024
    Wacker Wealth Partners
    San Luis Obispo, CA
  • 03/2024 → Present
    Ep Wealth Advisors, Llc
    San Luis Obispo, CA
Previous Registrations
  • 2022-09-26 → 2024-04-30
    Wacker Wealth Partners, Llc
    San Luis Obispo, CA
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

COMMONWEALTH FINANCIAL NETWORK
LPL FINANCIAL LLC
MML INVESTORS SERVICES, LLC

Nearby Investors

JAY MICHAEL DOUGLAS
RALPH MICHAELS SLOCUM
TRINA JACQLEEN CISNEROS

Nearby Offices

COMMONWEALTH FINANCIAL NETWORK · San Luis Obispo, CA
LPL FINANCIAL LLC · SAN LUIS OBISPO, CA
MML INVESTORS SERVICES, LLC · SAN LUIS OBISPO, CA

More in San Luis Obispo, CA

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