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Joshua Fogel Kaye

Klingman And Associates, LLC

New York, NY

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Current Employers
Klingman And Associates, Llc

120 West 45Th Street Suite 3800, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-04
  • NY RA
    APPROVED
    Since 2021-08-04

Branch Locations

120 West 45Th Street Suite 3800, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Klingman And Associates, Llc New York NY 03/2020 Present
Best Buddies International New York NY 09/2016 03/2020
Other Businesses

1) Name of Business : NA Address: 120 West 45th Street, Suite 3800, New York, NY Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related:Yes Start Date: 03/2020 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: insurance sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-03
S66 Uniform Combined State Law Examination 2019-09-16
  • S65 Uniform Investment Adviser Law Examination
    2021-08-03
  • S66 Uniform Combined State Law Examination
    2019-09-16
Other Names
  • Josh Kaye

View on SEC IAPD

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