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James Charles Smith

LPl Financial LLC

Chester, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-04-10
  • VA RA
    APPROVED
    Since 2023-04-10

Branch Locations

4331 Old Hundred Rd, Chester, VA 23831 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Appomattox Wealth Management Chester VA 02/2020 Present
Robins Landscaping, Inc. Colonial Heights VA 08/2018 12/2019
Richard Bland College Petersburg VA 08/2017 06/2018
Colonial Heights High School Colonial Heights VA 09/2013 06/2017
Lpl Financial Llc Chester VA 02/2020 Present
  • 02/2020 → Present
    Appomattox Wealth Management
    Chester, VA
  • 08/2018 → 12/2019
    Robins Landscaping, Inc.
    Colonial Heights, VA
  • 08/2017 → 06/2018
    Richard Bland College
    Petersburg, VA
  • 09/2013 → 06/2017
    Colonial Heights High School
    Colonial Heights, VA
  • 02/2020 → Present
    Lpl Financial Llc
    Chester, VA
Other Businesses

1)07/05/2022 - Appomattox Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-06
  • S66 Uniform Combined State Law Examination
    2023-04-06

View on SEC IAPD

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Other Offices

EDWARD JONES · CHESTER, VA
WELLS FARGO CLEARING SERVICES, LLC · CHESTER, VA
EDWARD JONES · CHESTER, VA
LPL FINANCIAL LLC · CHESTER, VA
J.P. MORGAN SECURITIES LLC · Chester, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Chester, VA
TLG ADVISORS, INC. · Chesterfield, VA
EDWARD JONES · Chesterfield, VA

More in Chester, VA

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