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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-10-26
  • VA RA
    APPROVED
    Since 2023-10-26

Branch Locations

4400 W Hundred Rd, Chester, VA 23831 • United States

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Chester VA 06/2023 Present
Wells Fargo Bank, Na Chester VA 08/2019 Present
Unemployment Midlothian VA 05/2019 08/2019
Techint Solutions Group Llc Fredericksburg VA 05/2018 05/2019
Martin's Food Stores Midlothian VA 06/2016 08/2017
University Of Mary Washington Fredericksburg VA 08/2015 05/2019
  • 06/2023 → Present
    Chester, VA
  • 08/2019 → Present
    Wells Fargo Bank, Na
    Chester, VA
  • 05/2019 → 08/2019
    Unemployment
    Midlothian, VA
  • 05/2018 → 05/2019
    Techint Solutions Group Llc
    Fredericksburg, VA
  • 06/2016 → 08/2017
    Martin's Food Stores
    Midlothian, VA
  • 08/2015 → 05/2019
    University Of Mary Washington
    Fredericksburg, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-26
S63 Uniform Securities Agent State Law Examination 2023-10-03
  • S65 Uniform Investment Adviser Law Examination
    2023-10-26
  • S63 Uniform Securities Agent State Law Examination
    2023-10-03

View on SEC IAPD

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