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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-07 |
| VA | RA | APPROVED | 2020-08-17 |
Branch Locations
4489 S Laburnum Ave, Richmond, VA 23231 • United States
4400 W Hundred Rd, Chester, VA 23831 • United States
1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States
10190 Staples Mill Rd, Glen Allen, VA 23060 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Richmond | VA | 10/2007 | 08/2020 |
| Tiaa | Richmond | VA | 10/2007 | 08/2020 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 08/2020 | Present |
RVA RIVER HOOKERS LLC; INV RELATED; MIDLOTHIAN, VA; 50% OWNERSHIP; START 06/03/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; SELL FISHING GEAR AND FISH ATTIRE.| UBER TECHNOLOGIES, INC.; NOT INV RELATED; SAN FRANCISCO, CA; FOOD DELIVERY SERVICE;DELIVERY DRIVER; START DATE: 09/12/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-05 |
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