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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2026-03-13
TX RA APPROVED_RES 2022-01-18
NC RA APPROVED 2017-11-29
VA RA APPROVED 2017-11-29
  • MT RA
    APPROVED
    Since 2026-03-13
  • TX RA
    APPROVED_RES
    Since 2022-01-18
  • NC RA
    APPROVED
    Since 2017-11-29
  • VA RA
    APPROVED
    Since 2017-11-29

Branch Locations

105 E 1St Ave, Plentywood, MT 59254 • United States

4331 Old Hundred Rd, Chester, VA 23831 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Bismarck ND 07/2014 11/2017
Lpl Financial Llc Petersburg VA 11/2017 Present
  • 07/2014 → 11/2017
    Investment Centers Of America
    Bismarck, ND
  • 11/2017 → Present
    Petersburg, VA
Previous Registrations
  • 2015-01-02 → 2017-11-29
    Investment Centers Of America, Inc.
    Appleton, WI
    Dinwiddie, VA
    Petersburg, VA
Other Businesses

1. 11/29/2017 - APPOMATTOX WEALTH MANAGEMENT & INSURANCE - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Sales of Life, Term and Universal Life insurance. 2. 11/29/2017 - Appomattox Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Fixed lines of insurance only. 3. 11/29/2017 - Appomattox Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 02/27/2026 - Investment Center of Montana - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/01/2026 - 40 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-01
  • S66 Uniform Combined State Law Examination
    2014-12-01

View on SEC IAPD

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