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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-22 |
| FL | RA | APPROVED | 2026-01-22 |
| TX | RA | APPROVED | 2025-01-23 |
Branch Locations
201 South Lake Ave, Suite 401, Pasadena, CA 91101 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-22 |
| TX | RA | APPROVED | 2024-12-19 |
Branch Locations
201 South Lake Ave, Suite 401, Pasadena, CA 91101 • United States
900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Pasadena | CA | 12/2014 | 07/2022 |
| City National Bank | Pasadena | CA | 04/2019 | 07/2022 |
| Lpl Financial | Pasadena | CA | 07/2022 | 08/2024 |
| Global Retirement Partners, Llc | San Rafael | CA | 07/2022 | Present |
| Hub Investment Partners, Llc | Austin | TX | 12/2024 | Present |
1- 07/2022 / Hub International / Outside Employment / Investment Related / Pasadena, CA 2- 07/2022 / Hub International Insurance Services / Non-Variance Insurance / Investment Related / Pasadena, CA 3-07/22/2022 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR-Advisor - Start Date - 07/05/2022 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-01 |
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