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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-25
  • TX RA
    APPROVED
    Since 2026-03-25

Branch Locations

7900 Windrose Ave, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Dubuque IA 02/2020 05/2022
Charles Schwab Davenport IA 06/2019 08/2019
Dubuque Greyhound Park Dubuque IA 04/2014 08/2019
Bridgewater Advisors Of Ameriprise Dubuque IA 02/2020 05/2022
J.P. Morgan Chase Bank, N.A. Dubuque IA 06/2022 02/2026
J.P. Morgan Securities Llc Dubuque IA 06/2022 02/2026
Rife Properties & Management, Llc Dubuque IA 12/2021 Present
The Vanguard Group, Inc. Plano TX 03/2026 Present
Vanguard Marketing Corporation Plano TX 03/2026 Present
Vanguard Advisers, Inc. Plano TX 03/2026 Present
Loras College Dubuque IA 09/2016 05/2020
  • 02/2020 → 05/2022
    Dubuque, IA
  • 06/2019 → 08/2019
    Charles Schwab
    Davenport, IA
  • 04/2014 → 08/2019
    Dubuque Greyhound Park
    Dubuque, IA
  • 02/2020 → 05/2022
    Bridgewater Advisors Of Ameriprise
    Dubuque, IA
  • 06/2022 → 02/2026
    J.P. Morgan Chase Bank, N.A.
    Dubuque, IA
  • 06/2022 → 02/2026
    Dubuque, IA
  • 12/2021 → Present
    Rife Properties & Management, Llc
    Dubuque, IA
  • 03/2026 → Present
    The Vanguard Group, Inc.
    Plano, TX
  • 03/2026 → Present
    Vanguard Marketing Corporation
    Plano, TX
  • 03/2026 → Present
    Plano, TX
  • 09/2016 → 05/2020
    Loras College
    Dubuque, IA
Previous Registrations
Other Businesses

NAME OF BUSINESS: RIFE PROPERTIES & MANAGEMENT, LLC INVESTMENT-RELATED ADDRESS: DUBUQUE, IA NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 12/2021 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTIES NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: DALLAS, TX NATURE OF BUSINESS: IOWA ACCIDENT AND HEALTH, LIFE, VARIABLE LIFE/VARIABLE ANNUITY POSITION: N/A START DATE: 03/2024 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-16
  • S66 Uniform Combined State Law Examination
    2020-11-16
Other Names
  • Kody Rife

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