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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Dubuque | IA | 02/2020 | 05/2022 |
| Charles Schwab | Davenport | IA | 06/2019 | 08/2019 |
| Dubuque Greyhound Park | Dubuque | IA | 04/2014 | 08/2019 |
| Bridgewater Advisors Of Ameriprise | Dubuque | IA | 02/2020 | 05/2022 |
| J.P. Morgan Chase Bank, N.A. | Dubuque | IA | 06/2022 | 02/2026 |
| J.P. Morgan Securities Llc | Dubuque | IA | 06/2022 | 02/2026 |
| Rife Properties & Management, Llc | Dubuque | IA | 12/2021 | Present |
| The Vanguard Group, Inc. | Plano | TX | 03/2026 | Present |
| Vanguard Marketing Corporation | Plano | TX | 03/2026 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 03/2026 | Present |
| Loras College | Dubuque | IA | 09/2016 | 05/2020 |
NAME OF BUSINESS: RIFE PROPERTIES & MANAGEMENT, LLC INVESTMENT-RELATED ADDRESS: DUBUQUE, IA NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 12/2021 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTIES NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: DALLAS, TX NATURE OF BUSINESS: IOWA ACCIDENT AND HEALTH, LIFE, VARIABLE LIFE/VARIABLE ANNUITY POSITION: N/A START DATE: 03/2024 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-16 |
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