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Austin L Volkman

Pettinga Financial Advisors, LLC

Evansville, IN

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Current Employers
Pettinga Financial Advisors, Llc

215 Nw Martin Luther King Jr Blvd, Evansville, IN 47708 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-07-16
TX RA APPROVED 2020-07-16
  • IN RA
    APPROVED
    Since 2020-07-16
  • TX RA
    APPROVED
    Since 2020-07-16

Branch Locations

215 Nw Martin Luther King Jr Blvd, Evansville, IN 47708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pettinga Financial Advisors Llc Evansville IN 05/2017 08/2017
Pettinga Financial Advisors Llc Evansville IN 05/2018 08/2018
Pettinga Financial Advisors Llc Evansville IN 05/2019 07/2020
N/A Evansville IN 01/2010 05/2019
Pettinga Financial Advisors Llc Evansville IN 07/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-16
  • S65 Uniform Investment Adviser Law Examination
    2020-07-16

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · EVANSVILLE, IN
RAYMOND JAMES & ASSOCIATES, INC. · EVANSVILLE, IN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EVANSVILLE, IN
KCPAG FINANCIAL ADVISORS LLC · EVANSVILLE, IN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · EVANSVILLE, IN
MML INVESTORS SERVICES, LLC · Evansville, IN
KOVACK ADVISORS, INC. · Evansville, IN
EDWARD JONES · EVANSVILLE, IN

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