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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-08-15
WI RA APPROVED 2022-08-15
  • IL RA
    APPROVED
    Since 2022-08-15
  • WI RA
    APPROVED
    Since 2022-08-15

Branch Locations

110 Enterprise Dr Ste 101, Verona, WI 53593 • United States

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-08-15
WI RA APPROVED 2022-08-15
  • IL RA
    APPROVED
    Since 2022-08-15
  • WI RA
    APPROVED
    Since 2022-08-15

Branch Locations

110 Enterprise Drive Suite 101, Verona, WI 53593 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horace Mann Investors, Inc. Springfield IL 12/2004 08/2022
Horace Mann Insurance Springfield IL 08/2014 08/2022
Lincoln Investment Fort Washington PA 08/2022 Present
Previous Registrations
Other Businesses

CRAVEN ENTERPRISES LLC POSITION: Owner NATURE: Staffing & Administrative Services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/07/2012 ADDRESS: 110 Enterprise Drive, Suite 101, Verona WI 53593, United States DESCRIPTION: Manage staffing company to support Astraios Financial CRAVEN PROPERTIES LLC POSITION: Sole Owner NATURE: Real Estate Holdings INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: 110 Enterprise Drive, Suite 101, Verona WI 53593, United States DESCRIPTION: Maintenance of Astraios Office property ASTRAIOS FINANCIAL - CENTRAL LLC DBA ASTRAIOS FINANCIAL POSITION: Manager, Member, Owner NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 40 START DATE: 06/06/2014 ADDRESS: 110 Enterprise Drive, Suite 101, Verona WI 53593, United States DESCRIPTION: Financial Advising and Fixed Insurance Sales, and DBA for Lincoln business. Glacier Pointe Condo Association Position: Treasurer, condo owner Nature: Condo Association for our Office Condos Investment Related: Yes Hours: 1 Securities Trading Hours: 0 Start Date: 2/1/2026 Address: 110 Enterprise Dr, Ste 101 Verona, WI 53593 Description: Manage the books and records for our condo association and provide regular (quarterly) financial updates to the owners in the association.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-02-06
  • S63 Uniform Securities Agent State Law Examination
    2006-02-06
Designations

View on SEC IAPD

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