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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2021-02-23
  • NE RA
    APPROVED
    Since 2021-02-23

Branch Locations

1716 Charleston Dr, Papillion, NE 68133 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Air Force Washington DC 09/1996 09/2020
First Command Fort Worth TX 02/2020 02/2021
First Command Brokerage Services Fort Worth TX 02/2021 Present
First Command Advisory Services Fort Worth TX 02/2021 Present
First Command Insurance Services Fort Worth TX 02/2021 Present
  • 09/1996 → 09/2020
    United States Air Force
    Washington, DC
  • 02/2020 → 02/2021
    First Command
    Fort Worth, TX
  • 02/2021 → Present
    First Command Brokerage Services
    Fort Worth, TX
  • 02/2021 → Present
    Fort Worth, TX
  • 02/2021 → Present
    First Command Insurance Services
    Fort Worth, TX
Other Businesses

Name of the other business: Squared Away Financial LLC ; Whether the business is investment-related: Yes ; Address of the other business: 1716 Charlston Dr, Papillion NE 68133 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 12/1/2021 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: No duties associated with LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-16
  • S66 Uniform Combined State Law Examination
    2021-02-16

View on SEC IAPD

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