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17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cain, Watters & Associates, Llc | Frisco | TX | 03/2016 | Present |
1.) Krum Feed & Supply LLC; Not investment related; Krum, TX; Feed store; Administrative Assistant; Duties include, but are not limited to making deposits, paying bills, paperwork, running errands; Start date 08/2023; Approximately 8 hours/month spent on this activity with all hours outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-20 |
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