Paul Franklin Paxton

Current Employers

Employment History

• 09/2004 → 11/2021
  World Financial Group, Inc.
  St. George, UT
• 06/2009 → Present
  Paxton Financial Management, Llc
  Saint George, UT
• 01/2012 → 01/2022
  Transamerica Financial Advisors, Inc
  St. George, UT
• 01/2022 → 11/2023
  Lpl Financial Llc
  Saint George, UT
• 12/2023 → 10/2024
  United Planners Financial Services
  Scottsdale, AZ
• 11/2023 → Present
  Summit Global Investments Llc
  Bountiful, UT
• 01/2023 → Present
  Carvana Ppa Tour
  Dallas, TX
• 11/2023 → Present
  Paul Paxton
  St George, UT
• 09/2025 → Present
  Equity Services, Inc.
  Montpelier, VT

Previous Registrations

• 2022-01-25 → 2023-11-14
  Lpl Financial Llc
  St George, UT
  St. George, UT
  O'FAllon, MO
• 2012-01-06 → 2022-02-02
  Transamerica Financial Advisors, Llc
  St. George, UT
• 2007-03-21 → 2012-01-06
  Investment Advisors International, Inc.
  St. George, UT
  Sandy, UT

Other Businesses

1.) SUMMIT GLOBAL INVESTMENTS, LLC. - 35 S 400 W SUITE 308 ST GEORGE UT. INV REL. NOV 2023. INVESTMENT ADVISOR REPRESENTATIVE - REGISTERED INVESTMENT ADVISOR - DURING TRADE HRS. 2.) PAUL PAXTON - 35 S 400 W SUITE 308 ST GEORGE UT. INV REL. NOV 2023. AGENT - NON-VARIABLE INSURANCE MARKETING AND SALES- DURING TRADE HRS. 3.) PAXTON FINANCIAL MANAGMENT - 2787 S 2170 E ST GEORGE UT. NOT INV REL. JUN 2009. OWNER/PRESIDENT - PASS THROUGH FOR TAX PURPOSES NO PUBLIC CONTACT - NOT DURING TRADE HRS. 4.) CARVANA PPA TOUR -DALLAS TX/LOCATIONS AROUND COUNTRY. NOT INV REL. JAN 2023. PAID VOLUNTEER OPERATIONS - PRO PICKLEBALL TOUR - DURING SOME TRADE HRS. 5.) SUMMIT GLOBAL PRIVATE WEALTH - 35 S 400 W SUITE 308 ST GEORGE UT. INV REL. NOV 2023. FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - DURING TRADE HRS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-02-06
• S63 Uniform Securities Agent State Law Examination
  2005-07-12