Trevor Blaine Thompson

Employer firm

Summit Global Investments, LLC CRD 157091

$2.29B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → 02/2018
  Wfg
  Pleasanton, CA
• 08/2007 → Present
  Richard L Thawley, Sp
  Lodi, CA
• 01/2012 → 02/2018
  Transamerica Financial Advisors, Inc
  Pleasanton, CA
• 07/2014 → 02/2018
  Craig M Mortensen Attorney At Law
  Fresno, CA
• 02/2018 → Present
  Summit Global Investments
  Bountiful, UT

Previous Registrations

• 2012-01-06 → 2018-02-26
  Transamerica Financial Advisors, Llc
  Pleasanton, CA
• 2008-10-22 → 2012-01-06
  Investment Advisors International, Inc.
  Pleasanton, CA
  Pleasanton, CA
  Pleasanton, CA
  Lodi, CA

Other Businesses

LifePro Financial Services, Inc. 11512 El Camino Real, Suite 100 San Diego, California 92130 Non investment-related business. Approximately 5% of time. Duties and role: helping clients with insurance needs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-06-18
• S63 Uniform Securities Agent State Law Examination
  2007-02-08