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Current Employers
Summit Global Investments, Llc

620 South Main Street, Bountiful, UT 84010 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-08-15
  • UT RA
    APPROVED
    Since 2023-08-15

Branch Locations

620 South Main Street, Bountiful, UT 84010 • United States

Plain City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Draper UT 06/2017 07/2023
World Financial Group, Inc. Draper UT 01/2016 09/2023
Dead On Apd, Llc Plain City UT 01/2012 Present
Summit Global Investments, Llc Bountiful UT 08/2023 Present
Verity Investments, Inc. Durham NC 10/2023 11/2023
  • 06/2017 → 07/2023
    Transamerica Financial Advisors, Inc
    Draper, UT
  • 01/2016 → 09/2023
    World Financial Group, Inc.
    Draper, UT
  • 01/2012 → Present
    Dead On Apd, Llc
    Plain City, UT
  • 08/2023 → Present
    Bountiful, UT
  • 10/2023 → 11/2023
    Verity Investments, Inc.
    Durham, NC
Previous Registrations
Other Businesses

1) Summit Global Investments, LLC. DBA Summit Global Private Wealth; Investment-related; Draper, UT; Registered Investment Adviser; Contractor; Investment Advisor Representative; 08/2023; 120 hours per month; 60 during market hours; Investment advice to clients. 2) ASH Brokerage, LLC; Not investment-related; Fort Wayne, IN; Insurance agency; Contractor, Agent; 08/2023; 120 hours per month; 60 during market hours; Sell life insurance, disability, long-term care, and annuity products. 3) DEAD ON APD, LLC.; Not investment-related; Plain City, UT; Retail product development; Director; Manager; 01/2012; 120 hours per month; 50 during market hours; Create and sell retail consumer products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-11
S63 Uniform Securities Agent State Law Examination 2017-03-07
  • S65 Uniform Investment Adviser Law Examination
    2020-11-11
  • S63 Uniform Securities Agent State Law Examination
    2017-03-07
Other Names
  • Jeremy Evans

View on SEC IAPD

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