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620 South Main Street, Bountiful, UT 84010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-08-15 |
Branch Locations
620 South Main Street, Bountiful, UT 84010 • United States
Plain City, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Draper | UT | 06/2017 | 07/2023 |
| World Financial Group, Inc. | Draper | UT | 01/2016 | 09/2023 |
| Dead On Apd, Llc | Plain City | UT | 01/2012 | Present |
| Summit Global Investments, Llc | Bountiful | UT | 08/2023 | Present |
| Verity Investments, Inc. | Durham | NC | 10/2023 | 11/2023 |
1) Summit Global Investments, LLC. DBA Summit Global Private Wealth; Investment-related; Draper, UT; Registered Investment Adviser; Contractor; Investment Advisor Representative; 08/2023; 120 hours per month; 60 during market hours; Investment advice to clients. 2) ASH Brokerage, LLC; Not investment-related; Fort Wayne, IN; Insurance agency; Contractor, Agent; 08/2023; 120 hours per month; 60 during market hours; Sell life insurance, disability, long-term care, and annuity products. 3) DEAD ON APD, LLC.; Not investment-related; Plain City, UT; Retail product development; Director; Manager; 01/2012; 120 hours per month; 50 during market hours; Create and sell retail consumer products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-07 |
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