Christopher Layton Claridge

Employer firm

Summit Global Investments, LLC CRD 157091

$2.29B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 06/2022
  World Financial Group
  Phoenix, AZ
• 11/2012 → 06/2022
  Transamerica Financial Advisors, Inc
  Phoenix, AZ
• 06/2014 → 07/2020
  Jensen'S Accounting And Tax Service
  Thatcher, AZ
• 01/2015 → Present
  Compass Tax Services
  Mesa, AZ
• 01/2020 → Present
  Student Optimum Serivces
  Glendale, CA
• 06/2020 → Present
  Revolt Healthcare Alliance
  Frisco, TX
• 09/2020 → Present
  United Financial Freedom
  Draper, UT
• 07/2020 → Present
  Arizona Tax Accounting And Consulting Services
  Mesa, AZ
• 06/2022 → 11/2024
  Dfpg Investments, Llc.
  Sandy, UT
• 11/2024 → Present
  Summit Global Investments
  Bountiful, UT

Previous Registrations

• 2023-12-18 → 2024-11-12
  Diversify Advisory Services, Llc
  Thatcher, AZ
  South Jordan, UT
• 2022-06-16 → 2024-02-08
  Dfpg Investments, Llc
  Mesa, AZ
  South Jordan, UT
  Thatcher, AZ
  Sandy, UT
• 2012-11-29 → 2022-06-15
  Transamerica Financial Advisors, Llc
  Tucson, AZ
  Mesa, AZ
  Mesa, AZ
  Phoenix, AZ

Other Businesses

1) Arizona Tax Accounting and Consulting Services LLC dba AZTACS; Non-investment related; Mesa, AZ; Tax preparation, tax consulting, bookkeeping; Partner / Preparer; 12/18/2020; 40% during business hours; Performing tax preparation services, tax consulting and bookkeeping services. Preparing state and federal tax returns for individuals and businesses. 2) Compass Tax Services; Non-investment related; Mesa, AZ; Tax preparation; Tax preparer; 10/22/2015; 10% during business hours; Tax interviews and preparing tax returns. 3) Fixed Insurance; Non-investment related; Arizona; Insurance; Agent; 6/3/2022; 20% during business hours; Selling of life insurance products, long-term care products and health insurance products. 4) Revolt Healthcare Alliance; Non-investment related; Mesa, AZ; referring clients to health insurance specialists; Referral Partner; 8/12/2020; 1% during business hours; Referral Business, provide resources for clients. 5) Student Optimum Services; Non-investment related; Mesa, AZ; referring clients to loan specialists; Referral Partner; 1/17/2020; 1% during business hours; Refer clients to student loan specialists. 6) United Financial Freedom; Non-investment related; Mesa, AZ; refer clients to debt reduction software sales team; Referral Partner; 9/02/2020; 1% during business hours; refer clients to sales team for debt reduction software.

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-07-12
• S65 Uniform Investment Adviser Law Examination
  2012-08-11

Other Names

• Christopher Claridge
• Christopher Layton Claridge
• Chris Claridge