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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-15
  • TX RA
    APPROVED
    Since 2026-07-15

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

4444 Westheimer Road, Suite G500, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Houston TX 01/2020 10/2024
Wholefoods Houston TX 02/2015 01/2020
Thrivent Investment Management Inc Houston TX 10/2024 Present
Thrivent Financial Appleton WI 10/2024 05/2025
Thrivent Financial Appleton WI 05/2025 Present
Usca Securities Llc Houston TX 07/2025 Present
Arax Advisory Partners Houston TX 06/2026 Present
  • 01/2020 → 10/2024
    Invesco
    Houston, TX
  • 02/2015 → 01/2020
    Wholefoods
    Houston, TX
  • 10/2024 → Present
    Houston, TX
  • 10/2024 → 05/2025
    Thrivent Financial
    Appleton, WI
  • 05/2025 → Present
    Thrivent Financial
    Appleton, WI
  • 07/2025 → Present
    Usca Securities Llc
    Houston, TX
  • 06/2026 → Present
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-07
  • S66 Uniform Combined State Law Examination
    2025-01-07

View on SEC IAPD

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