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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-15 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
4444 Westheimer Road, Suite G500, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco | Houston | TX | 01/2020 | 10/2024 |
| Wholefoods | Houston | TX | 02/2015 | 01/2020 |
| Thrivent Investment Management Inc | Houston | TX | 10/2024 | Present |
| Thrivent Financial | Appleton | WI | 10/2024 | 05/2025 |
| Thrivent Financial | Appleton | WI | 05/2025 | Present |
| Usca Securities Llc | Houston | TX | 07/2025 | Present |
| Arax Advisory Partners | Houston | TX | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-07 |
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