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Benjamin Breeding

Rbc Capital Markets, LLC

Clive, IA

Johnston, IA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-17
IA RA APPROVED 2023-02-10
  • TX RA
    APPROVED
    Since 2023-02-17
  • IA RA
    APPROVED
    Since 2023-02-10

Branch Locations

1250 Nw 128Th Street Suite 200, Clive, IA 50325-7474 • United States

Johnston, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Clive IA 09/2022 Present
Unemployed Ames IA 08/2021 09/2022
Rbc Wealth Management Minneapolis MN 06/2021 08/2021
Unemployed Ames IA 12/2020 06/2021
Northwestern Mutual West Des Moines IA 06/2020 12/2020
Unemployed Ankeny IA 09/2012 06/2020
  • 09/2022 → Present
    Rbc Capital Markets, Llc
    Clive, IA
  • 08/2021 → 09/2022
    Unemployed
    Ames, IA
  • 06/2021 → 08/2021
    Rbc Wealth Management
    Minneapolis, MN
  • 12/2020 → 06/2021
    Unemployed
    Ames, IA
  • 06/2020 → 12/2020
    Northwestern Mutual
    West Des Moines, IA
  • 09/2012 → 06/2020
    Unemployed
    Ankeny, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-10
  • S66 Uniform Combined State Law Examination
    2023-02-10

View on SEC IAPD

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Other Offices

EDWARD JONES · CLIVE, IA
PALADIN WEALTH PARTNERS · CLIVE, IA
WELLS FARGO CLEARING SERVICES, LLC · CLIVE, IA
RAYMOND JAMES & ASSOCIATES, INC. · Clive, IA
OSAIC WEALTH, INC. · CLIVE, IA
PARK AVENUE SECURITIES LLC · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA

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