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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2018-04-02
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2018-04-02

Branch Locations

299 Park Ave 26Th Floor, New York, NY 10171 • United States

51 John F. Kennedy Parkway Suite 240, Short Hills, NJ 07078 • United States

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

South Orange, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 12/2015 Present
  • 12/2015 → Present
    Ubs Financial Services
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-26
S63 Uniform Securities Agent State Law Examination 2005-06-22
  • S66 Uniform Combined State Law Examination
    2018-03-26
  • S63 Uniform Securities Agent State Law Examination
    2005-06-22

View on SEC IAPD

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