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Caleb A Lee

Cerity Partners LLC

Elizabethtown, KY

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-05-10
  • KY RA
    APPROVED
    Since 2023-05-10

Branch Locations

310 Ring Road, Elizabethtown, KY 42701 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Argi Investment Services Elizabethtown KY 01/2020 04/2023
Downs Insurance Agency Bowling Green KY 09/2016 01/2020
Western Kentucky University Bowling Green KY 09/2015 09/2019
Cerity Partners Elizabethtown KY 04/2023 Present
  • 01/2020 → 04/2023
    Argi Investment Services
    Elizabethtown, KY
  • 09/2016 → 01/2020
    Downs Insurance Agency
    Bowling Green, KY
  • 09/2015 → 09/2019
    Western Kentucky University
    Bowling Green, KY
  • 04/2023 → Present
    Cerity Partners
    Elizabethtown, KY
Previous Registrations
Other Businesses

Part-time Instructor, Western Kentucky University - Financial Planning Course - approximately 3 hours per week

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-21
  • S65 Uniform Investment Adviser Law Examination
    2020-08-21
Designations

View on SEC IAPD

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Other Investors

ROBERT THOMAS CRAWFORD
GENA LEE GOODING
KELSEY LEIGH COOKSEY
SHANNON MOORE VITALE
MATTHEW TUCKER GARRETT
JAMES MCGINLEY JEFFERSON
Kyle Todd
Rebecca Curry Todd

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Elizabethtown, KY
ROBERT W. BAIRD & CO. INCORPORATED · Elizabethtown, KY
EDWARD JONES · ELIZABETHTOWN, KY
J. W. COLE ADVISORS, INC. · Elizabethtown, KY
LPL FINANCIAL LLC · ELIZABETHTOWN, KY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ELIZABETHTOWN, KY
LFG WEALTH PARTNERS, LLC · ELIZABETHTOWN, KY
EDWARD JONES · ELIZABETHTOWN, KY

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