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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05

Branch Locations

21800 Oxnard St Suite 660, Woodland Hills, CA 91367 • United States

Woodland Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lazar And Company Certified Public Accountants Woodland Hills CA 01/2020 Present
Spencer Makenzies Camarillo CA 05/2018 10/2018
Adolfo Camarillo High School Camarillo CA 09/2013 04/2018
Unemployed Camarillo CA 11/2018 12/2019
Avantax Advisory Services Woodland Hills CA 06/2021 09/2025
Avantax Investment Services, Inc. Woodland Hills CA 06/2021 09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services. Woodland Hills CA 02/2025 09/2025
Cetera Wealth Services, Llc Woodland Hills CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2020 → Present
    Lazar And Company Certified Public Accountants
    Woodland Hills, CA
  • 05/2018 → 10/2018
    Spencer Makenzies
    Camarillo, CA
  • 09/2013 → 04/2018
    Adolfo Camarillo High School
    Camarillo, CA
  • 11/2018 → 12/2019
    Unemployed
    Camarillo, CA
  • 06/2021 → 09/2025
    Avantax Advisory Services
    Woodland Hills, CA
  • 06/2021 → 09/2025
    Avantax Investment Services, Inc.
    Woodland Hills, CA
  • 02/2025 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services.
    Woodland Hills, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Woodland Hills, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-07-25 → 2025-09-05
    Avantax Advisory Services
    Woodland Hills, CA
    Woodland Hills, CA
    Dallas, TX
Other Businesses

1) LAZAR AND COMPANY CERTIFIED PUBLIC ACCOUNTANTS POSITION: Wealth Management Assistant NATURE: At Lazar and Company, CPAs, we guide our clients through a full range of tax planning and preparation decisions with strategies that minimize your tax liabilities, maximize your cash flow and keep you on track to your financial goals. We are offer accounting services such as bookkeeping and payroll processing, other services includes audits, reviews and compilation. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/24/2020 ADDRESS: 21800 Oxnard Street, Suite 250, Woodland Hills CA 91367, United States DESCRIPTION: I do a lot of administrative work such as assisting clients with filling out applications, handling email correspondence, helping out with account opening, attending webinars, filing paperwork. Assist David Lazar with his request to contact financial institutions and obtain client forms as needed. 2)Lazar and Company Certified Public Accountants; Wealth Management Assistant; At Lazar and Company, CPAs, we guide our clients through a full range of tax planning and preparation decisions with strategies that minimize your tax liabilities, maximize your cash flow and keep you on track to your financial goals. We are offer accounting services such as bookkeeping and payroll processing, other services includes audits, reviews and compilation.; NIR; 130; 01/24/2020; 21800 Oxnard Street Woodland Hills CA 91367; I do a lot of administrative work such as assisting clients with filling out applications, handling email correspondence, helping out with account opening, attending webinars, filing paperwork. Assist David Lazar with his request to contact financial institutions and obtain client forms as needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-23
  • S66 Uniform Combined State Law Examination
    2022-07-23
Other Names
  • Derek J Mitsuuchi
  • Derek Mitsuuchi

View on SEC IAPD

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