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Joshua Shoshan

Wealthspire Advisors

New York, NY

CRD 3127659

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Employer firm

Wealthspire Advisors CRD 106181

$34.3B regulatory AUM 400 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Wealthspire Advisors

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-23
  • NY RA
    APPROVED
    Since 2021-02-23

Branch Locations

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bruderman Brothers, Llc 10 East 53Rd Street - Ph Level NY 01/2020 02/2021
Unemeployed New York NY 07/2019 01/2020
Wealthspire Advisors New York NY 02/2021 Present
Deutsche Bank Securities Inc. New York NY 07/2006 07/2019
Previous Registrations
  • 2020-01-13 → 2021-02-16
    Gary Goldberg Planning Services
    Locust Valley, NY
  • 2008-04-23 → 2019-07-02
    Deutsche Bank Securities Inc.
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-21
S63 Uniform Securities Agent State Law Examination 2000-02-07
  • S65 Uniform Investment Adviser Law Examination
    2006-12-21
  • S63 Uniform Securities Agent State Law Examination
    2000-02-07
Designations
  • Certified Financial Planner
Other Names
  • Joshua Yaacov Shoshan

View on SEC IAPD

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P2 CAPITAL PARTNERS, LLC
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Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

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