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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-01 |
| NY | RA | APPROVED | 2024-11-29 |
Branch Locations
270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 01/2020 | 05/2022 |
| J.P. Morgan Securities Llc | New York | NY | 01/2020 | 05/2022 |
| Pnc Bank | Paterson | NJ | 10/2016 | 01/2020 |
| Papa John'S | East Rutherford | NJ | 10/2015 | 09/2016 |
| Rutgers University | Newark | NJ | 09/2020 | 05/2022 |
| Citigroup Global Markets Inc. | New York | NY | 05/2022 | 11/2024 |
| J.P. Morgan Securities Llc | New York | NY | 11/2024 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 11/2024 | Present |
| Unemployed | Woodland Park | XX | 07/2016 | 09/2016 |
| Cwa Trades Llc | Rutherford | NJ | 01/2026 | Present |
Rental Property (34) - Clifton, NJ; Investment-related; Started: 5/1/2023; Title: Landlord; Duties: Renting; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours. ///// 249 Maple Ave, Wallington, Nj; Investment-Related; Rental Property; Title: Landlord; Started: 10/01/2023; Hours devoted to other business outside of securities trading hours each month:1-5; Hours devoted to other business during securities trading hours each month: 0; Duties: Renting unit out///// Amazart; Not Investment-related; Nature: Selling Rugs, Handicrafts, and Antiques online ; Rutherford, New Jersey; Started: July 31, 2024; Title: Owner; Duties: Managing the posting of advertisements; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours./// Entity Name: CWA Trades LLC Investment related: No Address: Private Residence Nature of the other business: Import/Export Position/Title/Relationship: Owner/Partner Start Date: 01/19/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2020-03-12 |
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