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One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-26 |
Branch Locations
1301 Avenue Of The Americas 14Th Floor, New York, NY 10019 • United States
One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lync, Pierce, Fenner & Smith Incorporated | New York | NY | 01/2020 | 09/2021 |
| Samsung | Ridgefield Park | NJ | 09/2019 | 01/2020 |
| Universal Music Group | New York | NY | 01/2019 | 08/2019 |
| Wdf Construction | Mount Vernon | NY | 06/2018 | 08/2018 |
| Riverstrong Capital | Brooklyn | NY | 06/2017 | 08/2017 |
| Pure Telecom | Putnum Valley | NY | 08/2016 | 12/2016 |
| Rockland Community College | Rockland | NY | 08/2015 | 06/2016 |
| Mairst College | Poughkeepsie | NY | 08/2016 | 05/2019 |
| Luxottica Group | Central Valley | NY | 04/2016 | 08/2016 |
| Bank Of America, N.A. | New York | NY | 04/2020 | 09/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 12/2021 | 01/2024 |
| Virtus Investment Partners | New York | NY | 06/2024 | Present |
| Vp Distributors Llc | New York | NY | 06/2024 | Present |
| Unemployed | New York | NY | 01/2024 | 06/2024 |
1. NAME: GENNETT ENTERPRISES, LLC; NOT INVESTMENT RELATED; ADDRESS: 10 GREEN ST., WOODBRIDGE, NJ 07095; NATURE OF BUSINESS: REAL ESTATE; POSITION: MEMBER; START DATE: 06/01/2025; 10 HRS/MONTH; 0 HRS DEVOTED TO ENTERPRISE DURING SECURITIES TRADING HOURS; REHABILITATION OF REAL ESTATE PROPERTIES. 2. NAME: GENNETT HOLDINGS, LLC; NOT INVESTMENT RELATED; ADDRESS: 444 WEST 35TH ST., NEW YORK, NY 10001; NATURE OF BUSINESS: REAL ESTATE; POSITION: MEMBER; START DATE: 07/01/2025; 10 HRS/MONTH; 0 HRS DEVOTED TO ENTERPRISE DURING SECURITIES TRADING HOURS; REHABILITATION OF REAL ESTATE PROPERTIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-16 |
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