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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-03
UT RA APPROVED 2023-11-03
  • TX RA
    APPROVED
    Since 2023-11-03
  • UT RA
    APPROVED
    Since 2023-11-03

Branch Locations

201 S Main St Floor 13, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Provo UT 01/2020 10/2023
Mezy Lehi UT 05/2018 01/2020
Utah Valley University Orem UT 08/2018 05/2019
Rcm Investments Provo UT 09/2016 03/2017
Arista Las Vegas NV 05/2017 08/2017
Desert Rose Capital Management Orem UT 01/2018 01/2020
The More Good Foundation Orem UT 10/2015 01/2017
Lindon Aquatic Center Lindon UT 03/2016 10/2016
Bank Of America, N.A. Provo UT 03/2020 10/2023
Utah Valley University Orem UT 01/2021 05/2023
Utah Valley University Orem UT 08/2010 05/2023
Jpmorgan Chase Bank, Na Salt Lake City UT 10/2023 Present
Jpmorgan Securities Llc Salt Lake City UT 10/2023 Present
  • 01/2020 → 10/2023
    Provo, UT
  • 05/2018 → 01/2020
    Mezy
    Lehi, UT
  • 08/2018 → 05/2019
    Utah Valley University
    Orem, UT
  • 09/2016 → 03/2017
    Rcm Investments
    Provo, UT
  • 05/2017 → 08/2017
    Arista
    Las Vegas, NV
  • 01/2018 → 01/2020
    Desert Rose Capital Management
    Orem, UT
  • 10/2015 → 01/2017
    The More Good Foundation
    Orem, UT
  • 03/2016 → 10/2016
    Lindon Aquatic Center
    Lindon, UT
  • 03/2020 → 10/2023
    Bank Of America, N.A.
    Provo, UT
  • 01/2021 → 05/2023
    Utah Valley University
    Orem, UT
  • 08/2010 → 05/2023
    Utah Valley University
    Orem, UT
  • 10/2023 → Present
    Jpmorgan Chase Bank, Na
    Salt Lake City, UT
  • 10/2023 → Present
    Jpmorgan Securities Llc
    Salt Lake City, UT
Previous Registrations
Other Businesses

Entity Name: Utah Valley University Investment related: No Address: 800 W university Parkway Orem utah 84058 Nature of the other business: Educational Position/Title/Relationship: Employee/Contractor Start Date: 01/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Adjunct professor Entity Name: UVU Gift Planning Advisory Board Investment related: No Address: 800 W University Pkwy, Orem, UT 84058 https://www.uvu.edu/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 05/15/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Advisory Board members are to A.) provide advice to the UVU Gift Planning Department and Institutional Advancement division on matters pertaining to gift planning, such as complex and multi aspect gifts, and b) support the University's annual gifting efforts through personal philanthropy .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-20
  • S66 Uniform Combined State Law Examination
    2020-11-20

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