Sony Patnaik

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-10-06
NY	RA	APPROVED	2021-04-19
CT	RA	APPROVED	2020-12-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	White Plains	NY	01/2020	Present
Jp Morgan Chase Bank N.A	Manhattan.	NY	03/2019	12/2019
Medical Billing And Practice Management Llc	Bronx	NY	03/2017	03/2019
Unemployed	Yonkers And Bronx	NY	07/2014	01/2017
Bank Of America, N.A.	White Plains	NY	04/2020	Present

01/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY
03/2019 → 12/2019

Jp Morgan Chase Bank N.A

Manhattan., NY
03/2017 → 03/2019

Medical Billing And Practice Management Llc

Bronx, NY
07/2014 → 01/2017

Unemployed

Yonkers And Bronx, NY
04/2020 → Present

Bank Of America, N.A.

White Plains, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-12-04
S63	Uniform Securities Agent State Law Examination	2020-09-16

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