Jeffery Curtis Franklin

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2026-01-14
TX	RA	APPROVED	2021-10-06
NC	RA	APPROVED	2020-12-02

MO RA
APPROVED

Since 2026-01-14
TX RA
APPROVED

Since 2021-10-06
NC RA
APPROVED

Since 2020-12-02

Branch Locations

205 2Nd St Nw, Hickory, NC 28601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Greensboro	NC	01/2020	Present
Paradigm Partners, Llc	Ramseur	NC	04/2014	12/2019
Advanced Treatment Technologies	Asheboro	NC	06/2015	08/2018
Bank Of America, N.A.	Greensboro	NC	04/2020	Present

01/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greensboro, NC
04/2014 → 12/2019

Paradigm Partners, Llc

Ramseur, NC
06/2015 → 08/2018

Advanced Treatment Technologies

Asheboro, NC
04/2020 → Present

Bank Of America, N.A.

Greensboro, NC

Other Businesses

I*3793275 Entity Type: N/A Name of OBA: D J S Address: HICKORY, North Carolina, 28601 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/18/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: Child/Grandchild

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-30

S66 Uniform Combined State Law Examination

2020-11-30

Other Names

Jeffery C Franklin

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

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