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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-09-17 |
Branch Locations
1277 Kelly Johnson Blvd. Suite 260, Colorado Springs, CO 80920 • United States
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Skywest Airlines | St George | UT | 06/2012 | 07/2019 |
| Unemployed | Colorado Springs | CO | 07/2019 | 11/2019 |
| Pennica Financial Group | Colorado Springs | CO | 11/2019 | 08/2024 |
| J.W. Cole Financial, Inc. | Tampa | FL | 01/2020 | 08/2024 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 03/2020 | 08/2024 |
| First Command Brokerage Services, Inc. | Fort Worth | TX | 09/2024 | Present |
| First Command Advisory Services , Inc. | Fort Worth | TX | 09/2024 | Present |
| First Command Insreance Services, Inc | Fort Worth | TX | 09/2024 | Present |
(1) Name of the other business: A B COS LLC Whether the business is investment-related: Yes Address of the other business: Colorado Springs, CO Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Nov 08, 2021 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I created this single-member LLC to open a business checking account and business credit card account, and to provide some measure of liability protection, while working at my previous B-D/RIA. (2) Name of the other business: Scouts BSA Boys Troop 268 Whether the business is investment-related: No Address of the other business: VFW Post 4051, 6325 N. Academy Blvd, Colorado Springs CO 80918 Nature of the other business: Community Activity Your position, title, or relationship with the other business: Assistant Scoutmaster The start date of your relationship: Sep 01, 2024 The approximate number of hours/month you devote to the other business: 11 to 20 The number of hours you devote to the other business during securities trading hours: 11 to 20 Briefly describe your duties relating to the other business: Assistant Scoutmaster role with a Boys troop that I have volunteered at for six years.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-05-02 |
| S65 | Uniform Investment Adviser Law Examination | 2020-03-09 |
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