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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2016-12-09 |
Branch Locations
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2005-08-22 |
Branch Locations
4201 42Nd Street Ne, Suite 100, Cedar Rapids, IA 52402-7101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commercial Power Finance, Inc. | Marion | IA | 03/2004 | Present |
| Securities Management & Research, Inc. | Cedar Rapids | IA | 02/2012 | Present |
| Bfc Planning, Inc. | Cedar Rapids | IA | 12/2016 | Present |
| Berthel Fisher & Co Financial Services | Cedar Rapids | IA | 10/2005 | Present |
1. Officer for affiliated companies of Berthel Fisher & Company including Berthel Fisher & Company (Executive Vice President), Berthel Fisher & Co. Financial Services, Inc. (Executive Vice President), BFC Planning, Inc. (Director), Securities Management & Research, Inc. (Executive Vice President/Director)-Y-Cedar Rapids, IA-Financial Services-160-160-Financial Services. 2. Commercial Power Finance, Inc.N-Cedar Rapids, IA-Leasing Company-Vice President/Director-03/1995-1-1-Officer and director. Leasing company affiliated w/ BFC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-19 |
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