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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-01
TX RA APPROVED 2024-08-01
  • PA RA
    APPROVED
    Since 2024-08-01
  • TX RA
    APPROVED
    Since 2024-08-01

Branch Locations

620 W Germantown Pike Suite 170, Plymouth Meeting, PA 19462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2020 08/2024
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2020 08/2024
Moon & Raven Public House Williamsport PA 12/2019 12/2019
New Trail Brewing Company Williamsport PA 01/2018 11/2019
Moon & Raven Public House Williamsport PA 10/2017 03/2018
Skycity Auckland 07/2016 12/2016
Unemployed Montoursville PA 01/2017 10/2017
Cambridge Investment Research Inc. Fairfield IA 10/2020 08/2024
Cetera Wealth Services, Llc El Segundo CA 08/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2024 Present
  • 01/2020 → 08/2024
    Fairfield, IA
  • 01/2020 → 08/2024
    Fairfield, IA
  • 12/2019 → 12/2019
    Moon & Raven Public House
    Williamsport, PA
  • 01/2018 → 11/2019
    New Trail Brewing Company
    Williamsport, PA
  • 10/2017 → 03/2018
    Moon & Raven Public House
    Williamsport, PA
  • 07/2016 → 12/2016
    Skycity
    Auckland
  • 01/2017 → 10/2017
    Unemployed
    Montoursville, PA
  • 10/2020 → 08/2024
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 08/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2021 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: WEALTHBRIDGE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: INSURANCE, SECURITIES, AND ADVISORY SERVICES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-10-14
S65 Uniform Investment Adviser Law Examination 2020-05-05
  • S63 Uniform Securities Agent State Law Examination
    2020-10-14
  • S65 Uniform Investment Adviser Law Examination
    2020-05-05

View on SEC IAPD

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