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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Lubbock | TX | 03/2020 | Present |
| New York Life Insurance Co | Lubbock | TX | 02/2020 | Present |
| Homemaker | Lubbock | TX | 01/2011 | 02/2020 |
| Eagle Strategies Llc | Lubbock | TX | 03/2025 | Present |
| Firm Foundation Wealth & Retirement Solutions Llc | Lubbock | TX | 03/2026 | Present |
[Eagle Strategies LLC] [Britten Custom Cabinets, Inc (Dormant); 11562 Chapman Drive, Amarillo, TX 79118; dormant business; Owner; non investment related; no hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 6121 79th Street Unit A, Lubbock, TX 79424; Start Date 07/2023; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours][Francis Rainey Chapter of The National Society of the Daughters of the American Revolution; Regent. This is a women's civic organization that engages in historic preservation, education and patriotism.; 4801 41st St, Lubbock, Texas, 79414; Start Date 08/2024; Role/Title: Officer; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; oversee current and prospective volunteer opportunities for the chapter] [OPERATING UNDER THE DBA NAME OF FIRM FOUNDATION WEALTH & RETIREMENT SOLUTIONS LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (LUBBOCK, TX); START DATE: 03/2026]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-21 |
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