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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-09-18 |
| TX | RA | APPROVED_RES | 2024-09-18 |
Branch Locations
3750 Bloomington St, Colorado Springs, CO 80922 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T Rowe Price Investment Services | Colorado Springs | CO | 01/2020 | 07/2021 |
| Cricket Wireless | Pueblo | CO | 10/2015 | 11/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2021 | 01/2022 |
| Northwestern Mutual Investment Services Llc | Colorado Spgs | CO | 07/2021 | 01/2022 |
| T Rowe Price Investment Services/T Rowe Price Advisory Service | Colorado Springs | CO | 04/2022 | 09/2024 |
| At&T | Colorado Springs | CO | 12/2021 | 04/2022 |
| T Rowe Price | Colorado Springs | CO | 04/2022 | 09/2024 |
| T Rowe Price | Colorado Springs | CO | 01/2020 | 07/2021 |
| Jpmorgan Chase Bank, N.A. | Colorado Springs | CO | 09/2024 | Present |
| J.P. Morgan Securities Llc | Colorado Springs | CO | 09/2024 | Present |
| Unemployed | Colorado Springs | CO | 12/2019 | 12/2019 |
| Veho | Colorado Springs | CO | 07/2022 | 12/2022 |
| Roadie | Colorado Springs | CO | 07/2022 | 02/2025 |
| 1022 Customs | Colorado Springs | CO | 04/2023 | 12/2023 |
| Spark | Colorado Springs | CO | 11/2023 | 02/2025 |
Entity Name: Self Employed Investment related: No Address: Colorado Springs, CO Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/01/2015 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owns a four townhome building for rent; Non-Investment Related; Real Estate, Investment Property, No affiliation to JPM or similar role
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-24 |
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