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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-26 |
| NJ | RA | APPROVED | 2010-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maiorano & Associates, Inc. | Brooklyn | NY | 02/2006 | Present |
| Royal Alliance Associates | Brooklyn | NY | 02/2006 | Present |
| Sound Asset Management, Inc. | Brooklyn | NY | 10/2008 | Present |
1) MAIORANO & ASSOCIATES, INC; INVESTMENT RELATED; 8754 BAY 16TH STREET BROOKLYN NY 11214; EMPLOYEE; STARTED 10/02/2006; 25HRS/MTH; 10 HRS/MTH DURING ST HOURS; SR ADMIN FOR REGISTERED REP, PERFORM ALL OPERATIONAL ASPECTS OF FINANCIAL SERVICES BUSINESS. 2) ANGEL LUCA; NON-INVESTMENT RELATED; 1124 67TH STREET BROOKLYN NY 11219; OWNER; STARTED 06/2009; 12 HRS/MTH; 0 HRS/MTH DURING ST HOURS; RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-19 |
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