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Angel Salvador Luca

Osaic Wealth, Inc.

Brooklyn, NY

CRD 4893527

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-26
NJ RA APPROVED 2010-01-19
  • NY RA
    APPROVED
    Since 2021-04-26
  • NJ RA
    APPROVED
    Since 2010-01-19

Branch Locations

8754 Bay 16Th Street, Brooklyn, NY 11214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maiorano & Associates, Inc. Brooklyn NY 02/2006 Present
Royal Alliance Associates Brooklyn NY 02/2006 Present
Sound Asset Management, Inc. Brooklyn NY 10/2008 Present
  • 02/2006 → Present
    Maiorano & Associates, Inc.
    Brooklyn, NY
  • 02/2006 → Present
    Royal Alliance Associates
    Brooklyn, NY
  • 10/2008 → Present
    Sound Asset Management, Inc.
    Brooklyn, NY
Other Businesses

1) MAIORANO & ASSOCIATES, INC; INVESTMENT RELATED; 8754 BAY 16TH STREET BROOKLYN NY 11214; EMPLOYEE; STARTED 10/02/2006; 25HRS/MTH; 10 HRS/MTH DURING ST HOURS; SR ADMIN FOR REGISTERED REP, PERFORM ALL OPERATIONAL ASPECTS OF FINANCIAL SERVICES BUSINESS. 2) ANGEL LUCA; NON-INVESTMENT RELATED; 1124 67TH STREET BROOKLYN NY 11219; OWNER; STARTED 06/2009; 12 HRS/MTH; 0 HRS/MTH DURING ST HOURS; RENTAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-19
  • S66 Uniform Combined State Law Examination
    2008-04-19

View on SEC IAPD

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