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Laura Kline Tayloe

Wells Fargo Clearing Services, LLC

Raleigh, NC

Wilmington, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-21
NC RA APPROVED 2024-04-26
  • TX RA
    APPROVED
    Since 2024-06-21
  • NC RA
    APPROVED
    Since 2024-04-26

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Wilmington NC 10/2023 Present
Live Oak Private Wealth Wilmington NC 05/2021 05/2023
Mainstone Capital Management Boston MA 12/2019 04/2021
Homemaking/New Mom Wilmington NC 10/2013 12/2019
Homemaking/Job Recruitment Wilmington NC 05/2023 10/2023
  • 10/2023 → Present
    Wells Fargo Clearing Services, Llc
    Wilmington, NC
  • 05/2021 → 05/2023
    Live Oak Private Wealth
    Wilmington, NC
  • 12/2019 → 04/2021
    Mainstone Capital Management
    Boston, MA
  • 10/2013 → 12/2019
    Homemaking/New Mom
    Wilmington, NC
  • 05/2023 → 10/2023
    Homemaking/Job Recruitment
    Wilmington, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-26
S63 Uniform Securities Agent State Law Examination 2024-04-15
  • S65 Uniform Investment Adviser Law Examination
    2024-04-26
  • S63 Uniform Securities Agent State Law Examination
    2024-04-15

View on SEC IAPD

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SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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