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Ty D Stepner

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Flemington, NJ

Washington, DC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-06-02
NJ RA APPROVED 2022-07-18
TX RA APPROVED 2022-07-18
  • DC RA
    APPROVED
    Since 2023-06-02
  • NJ RA
    APPROVED
    Since 2022-07-18
  • TX RA
    APPROVED
    Since 2022-07-18

Branch Locations

200 State Route 31, Flemington, NJ 08822 • United States

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The College Of New Jeresey Ewing NJ 09/2015 05/2019
Gwn Securities, Inc. Palm Beach Gardens FL 01/2020 03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Flemington NJ 11/2021 Present
Unemployed Ewing NJ 06/2019 12/2019
Td Bank Wildwood NJ 06/2020 11/2021
Td Bank Flemington NJ 06/2020 11/2021
Salty Mermaid Bar & Grille Wildwood NJ 06/2020 09/2020
Mercer County Community College Township NJ 08/2016 05/2017
  • 09/2015 → 05/2019
    The College Of New Jeresey
    Ewing, NJ
  • 01/2020 → 03/2020
    Gwn Securities, Inc.
    Palm Beach Gardens, FL
  • 11/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Flemington, NJ
  • 06/2019 → 12/2019
    Unemployed
    Ewing, NJ
  • 06/2020 → 11/2021
    Td Bank
    Wildwood, NJ
  • 06/2020 → 11/2021
    Td Bank
    Flemington, NJ
  • 06/2020 → 09/2020
    Salty Mermaid Bar & Grille
    Wildwood, NJ
  • 08/2016 → 05/2017
    Mercer County Community College
    Township, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-14
  • S66 Uniform Combined State Law Examination
    2022-07-14
Other Names
  • Ty David Stepner

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Flemington, NJ
CETERA INVESTMENT ADVISERS LLC · FLEMINGTON, NJ
J.P. MORGAN SECURITIES LLC · FLEMINGTON, NJ
EDWARD JONES · FLEMINGTON, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLEMINGTON, NJ
RAND FINANCIAL PLANNING, LLC · FLEMINGTON, NJ
ARTEMIS WEALTH ADVISORS · FLEMINGTON, NJ
PRIVATE ADVISOR GROUP, LLC · Flemington, NJ

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