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William Richard Martin

Vanguard Advisers, Inc.

Plano, TX

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-11-21
AZ RA APPROVED 2022-02-11
TX RA APPROVED 2022-02-04
  • OK RA
    APPROVED
    Since 2023-11-21
  • AZ RA
    APPROVED
    Since 2022-02-11
  • TX RA
    APPROVED
    Since 2022-02-04

Branch Locations

7900 Windrose Ave, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Army National Guard Mustant OK 07/2012 07/2018
Southwest Oklahoma State University Weatherford OK 08/2012 07/2018
Halliburton El Reno OK 07/2018 11/2018
C&J Energy El Reno OK 11/2018 12/2019
Equitable Financial Life Insurance Co Oklahoma City OK 01/2020 01/2021
Equitable Advisors, Llc Oklahoma City OK 01/2020 01/2021
Jpmorgan Chase Bank, N.A. Edmond OK 04/2021 06/2021
J.P. Morgan Securities Llc Edmond OK 04/2021 06/2021
Unemployed Yukon OK 02/2021 03/2021
Fidelity Investments Salt Lake City UT 06/2021 01/2022
The Vanguard Group, Inc. Plano TX 01/2022 Present
Vanguard Marketing Corporation Plano TX 01/2022 Present
Vanguard Advisers, Inc. Plano TX 01/2022 Present
  • 07/2012 → 07/2018
    Us Army National Guard
    Mustant, OK
  • 08/2012 → 07/2018
    Southwest Oklahoma State University
    Weatherford, OK
  • 07/2018 → 11/2018
    Halliburton
    El Reno, OK
  • 11/2018 → 12/2019
    C&J Energy
    El Reno, OK
  • 01/2020 → 01/2021
    Equitable Financial Life Insurance Co
    Oklahoma City, OK
  • 01/2020 → 01/2021
    Oklahoma City, OK
  • 04/2021 → 06/2021
    Jpmorgan Chase Bank, N.A.
    Edmond, OK
  • 04/2021 → 06/2021
    Edmond, OK
  • 02/2021 → 03/2021
    Unemployed
    Yukon, OK
  • 06/2021 → 01/2022
    Fidelity Investments
    Salt Lake City, UT
  • 01/2022 → Present
    The Vanguard Group, Inc.
    Plano, TX
  • 01/2022 → Present
    Vanguard Marketing Corporation
    Plano, TX
  • 01/2022 → Present
    Plano, TX
Previous Registrations
Other Businesses

NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS : YUKON,OK NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 01/2022 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-24
  • S66 Uniform Combined State Law Examination
    2020-02-24
Other Names
  • William Martin
  • William R Martin

View on SEC IAPD

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