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Denny Chengyen Liu

J.P. Morgan Securities LLC

New York, NY

CRD 7217508

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-14
  • NY RA
    APPROVED
    Since 2025-12-14

Branch Locations

1411 Broadway Floor Mz, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A New York NY 01/2020 Present
J.P. Morgan Securities Llc New York NY 01/2020 Present
Anray Consulting New York NY 08/2017 11/2019
Sino-American Friendship Association New York NY 12/2015 10/2016
Unemployed Long Island City NY 10/2016 08/2017
Unemployed Great Neck NY 12/2019 12/2019
  • 01/2020 → Present
    Jpmorgan Chase Bank, N.A
    New York, NY
  • 01/2020 → Present
    New York, NY
  • 08/2017 → 11/2019
    Anray Consulting
    New York, NY
  • 12/2015 → 10/2016
    Sino-American Friendship Association
    New York, NY
  • 10/2016 → 08/2017
    Unemployed
    Long Island City, NY
  • 12/2019 → 12/2019
    Unemployed
    Great Neck, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-01
S63 Uniform Securities Agent State Law Examination 2020-03-03
  • S66 Uniform Combined State Law Examination
    2025-12-01
  • S63 Uniform Securities Agent State Law Examination
    2020-03-03
Other Names
  • Denny Liu
  • Cheng-Yen (Denny) Liu
  • Cheng-Yen Liu

View on SEC IAPD

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