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Jack Browne

Rockefeller Financial LLC

New York, NY

CRD 7217254

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-14
TX RA APPROVED_RES 2022-07-14
  • NY RA
    APPROVED
    Since 2022-07-14
  • TX RA
    APPROVED_RES
    Since 2022-07-14

Branch Locations

45 Rockefeller Plaza, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc New York NY 11/2019 07/2022
Bailey Bev Inc. Bronx NY 05/2019 11/2019
University Of Massachusetts - Amherst Amherst MA 09/2015 05/2019
Ibm Armonk NY 06/2018 08/2018
Rockefeller Financial Llc New York NY 07/2022 Present
  • 11/2019 → 07/2022
    Rbc Capital Markets Llc
    New York, NY
  • 05/2019 → 11/2019
    Bailey Bev Inc.
    Bronx, NY
  • 09/2015 → 05/2019
    University Of Massachusetts - Amherst
    Amherst, MA
  • 06/2018 → 08/2018
    Ibm
    Armonk, NY
  • 07/2022 → Present
    Rockefeller Financial Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-05
  • S66 Uniform Combined State Law Examination
    2020-06-05
Other Names
  • Jack Browne
  • Jack Joseph Browne

View on SEC IAPD

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