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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-09-26 |
| FL | RA | APPROVED | 2018-08-28 |
| TX | RA | APPROVED_RES | 2018-08-27 |
Branch Locations
3600 Glenwood Avenue Suite 200, Raleigh, NC 27612 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors | New York | NY | 11/2005 | 06/2017 |
| Prospera Financial Services Inc. | Dallas | TX | 09/2017 | 08/2018 |
| Robert W Baird & Co., Incorporated | Raleigh | NC | 08/2018 | Present |
Ashley's Sassy Nails Ms. Creech is an Independent Stylist with direct sales organization, selling nail polish strips. Mange with social media and vendor events. This business is not investment related. Spending 8 hours a week not during market hours. Compensation will be 1-20% of annual income. Name/Address: Driftwood Property Investments, LLC 2001 Ashland Grove Drive Knightdale NC 27545 Start Date:1/16/25 Hours Spent: 6-10 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner/Landlord Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-13 |
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