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19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-02-01 |
Branch Locations
2001 2Nd St. Sw Ste 105, Rochester, MN 55902 • United States
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Charlotte | NC | 04/2020 | 05/2021 |
| Rhi General Group | San Ramon | CA | 01/2020 | 04/2020 |
| Tupelo Honey Cafe | Charlotte | NC | 05/2019 | 01/2020 |
| Cardinal Advisors | Apex | NC | 05/2018 | 05/2019 |
| Charlotte Country Club | Charlotte | NC | 09/2016 | 05/2018 |
| Principal Life Insurance Company | Charlotte | NC | 05/2021 | 10/2021 |
| Principal Securities Inc | Charlotte | NC | 05/2021 | 10/2021 |
| Alphastar Capital Management, Llc | Cornelius | NC | 10/2021 | 10/2023 |
| Alphastar Capital Management, Llc | Cornelius | NC | 09/2023 | 10/2023 |
| Ramer Retirement Resources | Rochester | MN | 01/2024 | Present |
| Alphastar Capital Management, Llc | Cornelius | NC | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2020-03-13 |
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