Joseph Eliot Carter

Current Employers

Employment History

• 10/2017 → 04/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 05/2015 → 10/2016
  The Private Bank
  Chicago, IL
• 11/2016 → 09/2017
  Unemployed
  Na, IL
• 04/2020 → Present
  Guardian Life Insurance Company
  New York, NY
• 04/2020 → Present
  Park Avenue Securities
  New York, NY
• 06/2024 → Present
  Guardian Life Insurance Company
  Montclair, NJ
• 06/2024 → Present
  Park Avenue Securities
  Montclair, NJ

Previous Registrations

• 2018-05-01 → 2019-12-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

1) Hostas Properties, LLC- member of Hostas Properties, LLC. My wife and I own a few rental properties., Start: 05/01/2003, Address: 1017 Circle Avenue Forest Park, IL 60130, 0 total hours per month 0 during securities trading hours, Investment related, No annual compensation, 2) Hostas South, LLC- Hostas South formed to title two rental properties my family owns in Shreveport, LA., Start: 05/05/2008, Address: 10102 Salinas & 10119 Salinas / Shreveport, LA 71115, 0 total hours per month 0 during securities trading hours, Investment related, No annual compensation, 3) Insurance Brokering-Independent broker, Start date: 10/15/2025, Address: 437 Madison Avenue, 29th Floor, New York, NY 10022, Duties: sell insurance products from carriers other than Guardian, 1 total hour per month; 1 during securities trading hours, Investment related,

Exams

• S66 Uniform Combined State Law Examination
  2018-04-30
• S63 Uniform Securities Agent State Law Examination
  2009-06-12

Other Names

• Joseph Eliot Carter
• Joseph E Carter
• Joseph Carter